Our primary regulator, FINRA, provides numerous investor education materials. One resource is BrokerCheck, which provides information about firms and financial advisors.
Securities offered through J.W. Cole Financial, Inc.(JWC), member FINRA/SIPC. Advisory Services offered through J.W. Cole Advisors, Inc.(JWCA). Complete Financial Group, Inc. and JWC/JWCA are unaffiliated entities.
Advisors must be properly registered in the state where you live in order to conduct securities related business with you. A response to your request for information might be delayed in order to assure our compliance with this regulation. No information provided on this site is intended as a solicitation to buy or sell any security. The investments and services mentioned may not be available in every state. No security will be offered or sold to any person, in any state in which such offer, solicitation, purchase, or sale would be unlawful under securities laws of such jurisdictions.